MH/DD Program Site Review

Seward Life Action Council

March 23-26, 1999

Seward, Alaska

 

Site Review Team:

Karen Glenn, Seward

Brandi Douglas, Seward

Bob Watts, Kenai

Karen Stroh, Kenai

Barbara Price, Co-facilitator

Carl Evertsbusch, Facilitator

 

 

Introduction

 

A review of the mental health (MH) and developmental disability (DD) services offered by the Seward Life Action Council (SLAC) in Seward, Alaska was conducted from March 23 to 26, 1999.  SLAC offers DD services that include respite, care coordination, adult foster care, shared care and core services.  MH services include outpatient services, community support program, rural outreach for SED youth and family support for seriously emotionally disturbed youth. SLAC is a multi-service agency that also offers alcohol safety, day care assistance, family support and preservation, domestic violence and sexual assault counseling, and outpatient substance abuse services, which are not subject to this review.  This is the first review conducted of SLAC using the Mental Health, Developmental Disability and Early Intervention Program Integrated Standards and Quality of Life Indicators.

 

To conduct this review, a team consisting of a facilitator, a co-facilitator, two community representatives, both of whom are parents of children who receive services from SLAC and peer providers from both DD and MH, met for four days in Seward.  The team conducted interviews, reviewed individual family records and program and agency materials and interviewed 39 consumers and family members, program staff, Board members, community members, and related service providers.   Of those, 12 were randomly selected individuals and families who receive services from SLAC.

 

Interviews were in person at families’ homes, in the community, at the SLAC’s offices, or by telephone.  The interviews lasted from 30 minutes to an hour and forty minutes. After gathering the information, the team members met to draft this report, which was presented to the staff on the final day of the visit.  This report is based on the Department of Health and Social Services combined Mental Health (MH), Developmental Disabilities (DD) and Early Intervention (EI) program standards.

 

Monitoring and reporting the quality of life and the quality of services for individuals and families makes an important contribution to the State of Alaska’s understanding of the effectiveness of program services and supports.  The review team’s findings are reported below.  The report includes a review of the previous findings, a list of areas of excellence, an administrative review, areas of programmatic strength, specific services or procedures that are recommended improvement, tables of consumer satisfaction with quality of life and services and individual file reviews. 

 

 

Program Response to Previous Action Plan

During the previous review of SLAC’s DD respite program, the review team made several recommendations.  Since then, the agency has taken the following actions:

·        Regarding the recommendation that the program follow through on the goal to provide timely orientation to new respite providers, the coordinator is currently updating the provider orientation manual.  In addition, the staff nurse will be receiving training in First Aid and CPR which will give SLAC the capacity to train providers internally. (1.1.2)

·        Regarding the recommendation to monitor consumer satisfaction through the use of a survey to assure that consumer feedback is consistently received and utilized by the advisory committee, this responsibility has been rolled into the coordinator’s regular contacts (1.4.1)

·        Regarding the recommendation to insure accessibility to SLAC’s program offices, the organization has purchased a new building that will be available in June 1999 and will be ADA compliant. (1.4.5) (*See note in Other Suggestions and Comments)

·        Regarding the recommendation to analyze the needs of current and prospective consumers in order to determine how the program can best meet their needs, the respite coordinator currently includes this into her regular contacts  (1.5.1, 1.5.2).

·        Regarding the recommendation to assure that all agency publications advance the dignity of person’s experiencing disabilities, this has not been met (1.6.2).

·        Regarding the recommendation to create policies that cover the use of aversive behavioral procedures, this has been met  (1.6.3).

·        Regarding the recommendation to document new employee’s orientation to client abuse, neglect and mistreatment laws, this is now being done (2.6.1).

·        Regarding the recommendation to assure that all respite providers’ homes meet basic health and safety requirements, safety checklists are being utilized in all providers’ homes prior to respite occurring (6.5.1).

*Note: The items listed above are referenced to the previous DD program standards.

 

 

Areas of Excellence

1.      SLAC epitomizes an organization whose services are universally person-centered, responsive to the needs of the consumer and effective. This extremely dedicated staff are highly involved with the consumers and truly believe in the importance of the services they are providing.  Consumers expressed a high level of satisfaction with the services they receive, the people who provide them and the impact those services have had on their lives. The positive impact of the staff’s attitude can be seen in the high percentage of consumers who expressed genuine affection and respect for staff.  It is clear from what the review team heard that the staff go out of their way to make consumers welcome to and comfortable in the programs.

2.      SLAC has done a superb job of building awareness within the community regarding people with differences and of supporting their inclusion into the community.  This agency-wide effort has contributed immensely toward fashioning a community both accepting and supportive of consumers as valuable community members.  Successful placements of consumers in employment and volunteer activities are indicators of Seward’s acceptance of people who are different.  The successful collaboration of this agency with other agencies and with community organizations indicates SLAC’s role in fostering an open, tolerant community.

“They carefully orchestrate placement of consumers in jobs and volunteer opportunities with specific job duties that can be practiced prior to the placement.” – community member

“This community is dedicated to helping.” – community member

 

 

Administrative and Personnel Standards Narrative

SLAC has a unique relationship with the Seward community in that it has historically striven to be a true community mental health center (See above).  At times, the organization has hesitated to add programs that appear beyond its capacity but has typically acceded to the community’s wishes. 

“Everything my client needs is in this building.” (a reference from a related service professional to the comprehensiveness of SLAC’s programs and services)

Several interviewees commented on the professionalism that was established by the current director’s hiring. 

“With Melissa, professionalism came back.  I’ve always thought highly of her.” - a long time resident and related service provider

“Some incredible people work here.”- community member

 

The agency recognizes that the rapid multiplication of services has strained the organizational structure to the point that reorganization is underway, and there is optimism that the change will relieve much of the stress experienced by staff.  Some staff shared their perception that trends at the local and at the state level have prioritized funding issues above the quality of services and are feeling the strain of a demanding caseload.  They continue to provide quality services, often, however, at the expense of required documentation.  Staff feel torn between meeting the high demand for services or thoroughly documenting them.  This poses potential risks to agency operations in the form of lost revenue.  The creation of an employee association is an effort by staff to improve access to agency planning and decision-making.  The team understands the frustration that is being experienced at all levels and encourages SLAC to resolve these issues in order to continue its important role in the Seward community.

 

SLAC has a highly involved Board of Directors.  The Board recently amended the bylaws to allow vacancies to be filled through Board action, replacing the previous method of election by general membership.  This is intended to facilitate their search for community members who possess specific skills that would benefit the organization.  The Board utilizes several advisory committees, which consist of a Board representative, staff and community members. They provide the Board current information regarding program operations as an aid to planning decisions.  Retaining community members has been challenging and committees typically consist of staff and Board members. The Board has broad community representation, and includes one primary consumer.   The Finance Committee receives a monthly financial statement from the business officer, which is then reported to the full Board at the monthly meeting.  All checks written by SLAC require a dual signature from one of four Board members.  This allows the Board to closely monitor agency finances.  SLAC’s financial accounting adheres to generally accepted accounting practices.

 

All new employees receive a general agency orientation.  Except for the Executive Director, all employee files contained current performance evaluations and corresponding work improvement plans.  SLAC provides significant training despite limited resources.  Agency staff commented that the decrease in state supported training has had an impact and would like to see that training be restored.  Some staff told the team that they would appreciate additional training, but were aware of the budget constraints that often make this unlikely.  The addition of the nurse to the DD services team has greatly enhanced its ability to respond to consumers with multiple needs. 

 

Concerns were expressed to the team regarding staff (i.e., respite and group home workers) who they felt may be inadequately trained. 

“The staff know very little about my son’s condition.  I can get the most up-to-date information off the Internet, which I then can pass on to the staff.”- parent

“There are things I need to know about the medical condition of the person I provide respite for, but I haven’t had any training.” – a provider

Families who receive respite provide individualized training to the providers.  Families also have final approval over their selection.  SLAC is very sensitive to the feedback they receive from consumers regarding staff performance, however, this information is gathered in a non-systematic and informal way and is not reflected in the employee files.  SLAC experiences the same challenges as other organization throughout the state in the recruiting and retention of staff. 

 

SLAC enjoys good working relationships with other related service agencies and professionals and is highly regarded by members of the community.  The following are examples of comments received by the team from these professionals regarding SLAC as an organization and toward individual staff members:

“Since Melissa Stone took over, it’s much more professional and their image in the community has risen dramatically.”

“What they do, they do very well.”

“They do an awful lot, with very little.”

“Linda and her staff do an amazing job.”

“Virginia is great.”

“Tom and Dixie are on track.”

“Everything’s fine.  We have Gaby.”

“That has worked very, very well.” – (relating to aides accompanying SLAC consumers who attend AVTEC classes).

“Their response is prompt and professional. – (a comment regarding crisis response).

“Faced with reduced funding….. at SLAC, staff get creative.”

 

 

Quality of Life

 

This portion of the narrative refers to the Quality of Life Values and Outcome Indicators, as they relate to the specific services offered by SLAC.  The items listed below are those that the review team identified as strengths.  If the team concluded that any of the indicators warranted improvement, they are listed in the Areas Requiring Response Section of the report.

 

Choice and Self-Determination

The team identified the following strengths under Choice/Self-determination for all people receiving services from SLAC:

Families/people:

·        play an important role in the development of their individual plan.

·        are comfortable with and actively collaborate in their care.

SLAC staff:

·        encourage people receiving services from SLAC to participate in treatment decisions and treatment planning. Consumers are encouraged to set their own goals even when staff may not agree with their choice or their priority.  (A court referred client, self-described as highly treatment resistant and angered by prior treatment at other agencies, portrayed his participation at SLAC as voluntary and emphasized that this change in attitude is related to the choices offered to him.)

Additional indicators for families receiving Respite that were identified:

·        choose the how/when/where respite is to be provided for their child.

·        always are given the choice of provider.

 

The following are examples of statements consumers/families gave to the review team:

“I am always given the choice of who provides respite for my son.”

“I’ve been in lots of treatment programs.  I come here voluntarily.”

“I always decide what to do around the house.”

 

Dignity, Respect and Rights

The team identified the following strengths under Dignity, Respect and Rights for all people receiving services from SLAC:

Families/people:

·        are aware of their rights, including the control of information.

·        are respected as worthy individuals.

SLAC staff:     

·        show respect and high regard for the consumer/family.

 

The following are examples of statements received by the team:

“They make me feel like a person.”

“They make me feel like a person, not a client.”

“When I have a problem, they make arrangements to see me right away.”

 

Health, Safety and Security

The team identified the following strengths under Health, Safety and Security for all people receiving services from SLAC:

Families/people:

·        are effectively linked with services to provide for their health, housing, transportation and similar needs and are well educated regarding their medications.

·        know he/she is safe and secure with the support staff.

 

SLAC staff:

·        assure that services are provided in a safe manner.

·        provide excellent education to consumers regarding medications.

 

Additional indicators for families receiving Respite that were identified:

The family:

·        receives respite that promote the health and well being of the child and the whole family.

·        know their child is safe and secure with the respite providers.

The staff:

·        provide respite in accordance to the health needs of the child.

 

The following are examples of statements received by the team:

“I feel good where I live.”

“Seward is a safe city.”

“I live in a safe place.”

“My son has good mental and physical health.”

“We have no danger of eviction.  We feel safe and secure.”

“I am in good health.”

“We are assured that his environment is healthy and safe.”

“I get help with medical and dental services.”

 

Relationships

The team identified the following strengths under Relationships for all people receiving services from SLAC:

Families/people:

·         describe stable relationships in which responsibility is shared and are aware of the stages of their personal growth in this area.

SLAC staff:

·         develop trusting relationships with the consumer/family.

 

Additional indicators for families receiving Respite that were identified:

Families:

·        receive respite that enhances family relationships.

The staff:

·        provide services in ways that don’t weaken families’ natural supports.

·        explore a variety of opportunities for how families can use respite.

 

The following are examples of statements received by the team:

 “We have good family relationships.”

“Respite has helped our whole family.”

“I have a lot of friends here (Seward).”

“At my job, I meet lots of people.”

 “She is afraid of her schoolmates.  She is somewhat reclusive and would like to ‘start over’. The people here at SLAC have really helped her with her self-esteem”

 

Community Participation

The team identified the following strengths under Community Participation for all people receiving services from SLAC:

 

People/families:

·        are accepted and are valued in the community.

·        actively participate in the community to the level appropriate for them. 

·        are aware of community organizations and events and are effectively aided to initiate or expand their community involvement in both supportive and practical ways.

·        work/volunteer in an inclusive setting.

 

SLAC staff:

·        use creative means to get the person included in the community.

 

The following are examples of statements received by the team:

“He can go anywhere in Seward.”

“He does a lot more now in town.”

“He feels he can go anywhere in Seward.”

“I feel accepted in Seward.”

“I would like to see SLAC start more activities in the community for people with disabilities.

“He is loved by the whole community.”

 

 

Areas requiring response

The following recommendations were identified by the team as areas that need attention from the organization:

1.      Continue efforts to recruit consumers for the Board of Directors (Admin Standard # 6).

2.      Evaluate the Executive Director annually (Admin Standard #9).

3.      The upstairs offices at SLAC (except for ILP) will remain inaccessible until they move into their new office building in June, (Admin Standard #11).

4.      Develop ways to systematically include consumers and community members in agency planning and evaluation (Admin Standard #13).

5.      Complete the revision of the DD program brochures (Admin Standard #16)

6.       Create a procedure to incorporate consumers into the evaluating of direct service staff (Admin Standard #22)

7.      Create a policy that addresses the development of natural supports for consumers (Admin Standard #26).

8.      Identify available resources to meet the assessed training needs of staff (Admin Standard #30).

9.      Assure that staff receive necessary training in Medicaid documentation and DD documentation.

10.  Assure that treatment plans contain measurable goals and objectives.

11.  Assure that progress notes identify the treatment goals addressed in the sessions.

 

 
File review summary

The DMHDD Quality Assurance Unit will present a separate report on the file review.

Designated members of the team reviewed the files of those consumers who provided their consent. Inconsistencies were found in documentation, and some plans were out of date.  As noted in a previous section, some staff have found it increasingly difficult to keep pace with the demands of documentation.  The team recommends that the organization seek a proper balance between caseload and record keeping.

 

 

Consumer Satisfaction

Each consumer interviewed by the team was asked whether or not they were satisfied with the quality of their lives as they relate to each of the five Outcome areas and with the quality of the supports and services they receive from SLAC.  The questions were taken from the Consumer Satisfaction section of the five Outcome areas, and the responses are presented according to type of service. 

 

MH

  Choice   N=6

  Dig&Res. N=6

  Hth,Saf,Sec N=8

  Relatns. N=8

  Com.Par. N=8

Outcome

Yes

Part.

No

Yes

No

Part.

Yes

No

Part.

Yes

No

Part.

Yes

No

Part.

Person/Parent/guardian

5

1

 

5

 

1

5

 

1

2

 

4

2

1

3

Staff Performance

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Person/Parent/guardian

6

 

 

6

 

 

6

 

 

4

 

2

3

 

3

 

DD

  Choice   N=6

  Dig&Res. N=6

  Hth,Saf,Sec N=6

  Relatns. N=6

  Com.Par. N=6

Outcome

Yes

Part.

No

Yes

No

Part.

Yes

No

Part.

Yes

No

Part.

Yes

No

Part.

Person/Parent/guardian

6

 

 

5

 

1

6

 

 

4

1

1

4

1

1

Staff Performance

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Person/Parent/guardian

5

1

 

5

 

1

6

 

 

4

1

1

3

1

1

Note:  If an item is marked UNK (Unknown) or Not Applicable (NA), will be entered in the No column.

 

The following are examples of statements the team received from consumers and families regarding their satisfaction with their quality of life and the quality of services.

“They (staff) have helped me a lot.”

“They (staff) have been good to us. It (SLAC) has worked for us.”

“They’re (SLAC) putting forth their best effort.”

“They make me feel like a person.”

“They have been very supportive.”
“I was treated very well (during crisis services)”

“With staff, there is no staff/client division.”

“I am entirely satisfied with the people and the services at SLAC.

“On a scale of 1 to 10, SLAC is a 10.”

“I’ve been here (SLAC) 12 years.  They’ve helped me a lot, in a lot of different ways.”

 

 

Public Comment

SLAC scheduled a public comment meeting.  The meeting was announced in the local newspaper, on the local cable TV bulletin board, through community fliers and through the agency newsletter.  One person attended the meeting, and gave the comment that she felt there were insufficient services for an aging population that may be experiencing the effects of a history of alcohol or other drug abuse.

 

 

Other suggestions and comments

The review team received some suggestions during the course of the review and these are listed below:

·        The new offices at Sea View Plaza will greatly improve access to SLAC’s offices.  However, the designated Handicap Parking spots that were formerly at the main entrance of the building have been redesignated regular parking, thereby taking away any handicapped parking near the offices.  In addition, an unloading curb space is necessary to assure that people who have mobility issues can gain easy access to the building.  The back parking lot is inadequate for handicapped access.  The team really encourages the City of Seward to reconsider the redesignation of the special parking spots to guarantee that SLAC’s new offices are truly accessible.

·        The team encourages SLAC to be sensitive to the privacy of their clientele through assuring that the new offices are configured in such a way that their anonymity is preserved.

·        The team received several comments from staff and consumers expressing frustration with changing expectations from DMHDD and other state divisions and with slow responses from and unclear communication by state agencies.

“We believe the problem lies with the people working at the state level.” – a guardian

“To make it (DMHDD foster stipend) work according to what the state’s willing to pay, you have to pinch pennies.  My house doesn’t work that way.” – foster parent

“The process has been changed, and I haven’t been notified when waivers have been denied.” –  a staff member

·        SLAC expressed frustration with MIS and accounting systems (ARORA and ECHO) that are promoted by state agencies and that, from SLAC’s perspective, have proven costly and inefficient.

·        Based on concerns voiced by staff that were interviewed, the team encourages SLAC to develop ongoing procedures that incorporate staffs’ viewpoints and concerns (i.e., agency directions, planning and day to day operations).

 

 

Conclusion

The team thanks the SLAC staff (especially those in the front office) for their wonderful hospitality during the site review.  Their generosity is especially notable given the difficult timing of the review and the size of the teams involved. The team would also like to thank SLAC for their willingness to be one of the first programs to participate in a joint review using the new program standards. 

 

You will receive a finalized report within 30 days of this review, an overview of the agency's compliance with the standards and a format for developing an action plan in response to items identified in the review. SLAC, in cooperation with DMHDD and DPH, will be responsible for developing a plan addressing the issues noted in the Areas Requiring Responses.

 

There is no doubt that SLAC is committed to developing and providing supports in ways that people prefer.  The high regard staff have for the people they support adds to the quality of service they deliver.

 

This review confirms that SLAC meets or exceeds most of the basic guidelines of the DMHDD and DPH EI/ILP Service Principles.  The team recognizes that all programs, regardless of how good they are, can always get better.  We trust the recommendations we have made will help you consider ways to improve your services. 

 

Once again, thank you for making us feel at home and allowing us the opportunity to review your supports and services.